Search Results for "regulated firms"
Keeping it clean: How exposed is specialist finance to money laundering?
4 months ago The National Crime Agency (NCA) warns as much as £10bn may be laundered through UK property...Transparency on fee and commission disclosure a 'commercial advantage' says broker veteran
5 months ago According to recent research from Boon Brokers, an overwhelming number of consumers want more...Risk averse culture could 'undermine trust' between regulators and lenders, say peers
8 months ago One of the key regulatory barriers to growth and international competitiveness for the UK is “a...Nikhil Rathi reappointed as FCA chief executive
Over 1 year ago Nikhil Rathi has been reappointed as chief executive of the FCA for a second term....FCA scraps plans to name and shame firms under investigation
Over 1 year ago The FCA will not move forward with plans to publicly name and shame regulated firms under...Number of property firms experiencing financial crimes has increased by almost five times
Over 2 years ago An alarming 42% of regulated firms are reporting a rise in financial crime attempts, while more...Failure to complete identity checks could have huge repercussions for regulated firms
Over 2 years ago More than two thirds of regulated firms (70%) do not always complete essential identity checks when...Regulated firms advised to swap to digital onboarding to combat money-laundering loopholes
Over 3 years ago Regulated businesses should use digital onboarding to ensure they properly identify and screen...FCA, PRA and BoE set out plan to improve diversity in regulated firms
Over 4 years ago The FCA, PRA and Bank of England (BoE) are seeking views on regulatory plans to increase diversity...FCA extends Senior Managers and Certification Regime to 47,000 firms
Over 6 years ago The FCA has extended the Senior Managers and Certification Regime (SM&CR) to approximately 47,000...
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